As an independent Wealth Manager, I am able to offer a variety of account types and investments. Below you will see a brief description of some options.
Advisory or Separate Managed: Fee-based account; fee is collected quarterly or monthly as a percentage of account value. More than 400 institutional money manager available. Minimum advisory account balances start at $10,000.
Traditional Brokerage: Transaction fee account; fee(s) charged can vary with transaction and the investment purchased - at the time of purchase or sale.
Indexed Universal Life (IUL)
Guaranteed Universal Life (GUL)
Universal Life (UL)
Variable Universal Life (VUL)
Securities offered through Sigma Financial Corporation, a registered broker/dealer. Member FINRA & SIPC. Investment advisory services offered through Sigma Planning Corporation, a registered investment advisor. Upstream Investment Partners is independent of Sigma Financial Corporation and Sigma Planning Corporation.